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Rubric Financial

Tax

Alternative Minimum Tax (AMT)

A parallel federal tax system that can require additional tax beyond the regular calculation, especially for ISO exercises.

AMT was created to prevent high-income taxpayers from using too many deductions to avoid tax. It runs in parallel to the regular tax calculation; you owe the higher of the two.

After 2017's tax law changes, AMT affects far fewer taxpayers — but ISO (incentive stock option) exercises remain a major trigger. The spread between strike and FMV at ISO exercise is an AMT preference item, even if you don't sell the shares.

Common pitfalls

  • Owing AMT on a paper gain after exercising ISOs — devastating if the stock then drops
  • Assuming AMT is dead after 2017 — for ISO holders it's very much alive
  • Forgetting to track the AMT credit carryforward, which can recover AMT paid in future years

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